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Public Law 111-203 including PTFA amendments

Page 387

Public Law 111-203 including PTFA amendments · 2026-09-26 edition · updated 2026-09-27 · California

PUBLIC LAW 111–203—JULY 21, 2010 124 STAT. 1761

‘‘(5) For a consideration, received directly or indirectly from a broker, dealer, security-based swap dealer, major security-based swap participant, or other person selling or offering for sale or purchasing or offering to purchase the security, a security-based swap, or security-based swap agreement with respect to such secu- rity, to induce the purchase of any security registered on a national securities exchange, any security not so registered, any security- based swap, or any security-based swap agreement with respect to such security by the circulation or dissemination of information to the effect that the price of any such security will or is likely to rise or fall because of the market operations of any 1 or more persons conducted for the purpose of raising or depressing the price of such security.’’; and (B) in subsection (i), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; (3) in section 10 (15 U.S.C. 78j)— (A) in subsection (b), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act),’’ each place that term appears; and (B) in the matter following subsection (b), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act), in each place that such terms appear’’; (4) in section 15 (15 U.S.C. 78o)— (A) in subsection (c)(1)(A), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act),’’; (B) in subparagraphs (B) and (C) of subsection (c)(1), by striking ‘‘(as defined in section 206B of the Gramm- Leach-Bliley Act)’’ each place that term appears; (C) by redesignating subsection (i), as added by section 303(f) of the Commodity Futures Modernization Act of 2000 (Public Law 106–554; 114 Stat. 2763A–455)), as subsection (j); and (D) in subsection (j), as redesignated by subparagraph (C), by striking ‘‘(as defined in section 206B of the Gramm- Leach-Bliley Act)’’; (5) in section 16 (15 U.S.C. 78p)— (A) in subsection (a)(2)(C), by striking ‘‘(as defined in section 206(b) of the Gramm-Leach-Bliley Act (15 U.S.C. 78c note))’’; (B) in subsection (a)(3)(B), by inserting ‘‘or security- based swaps’’ after ‘‘security-based swap agreement’’; (C) in the first sentence of subsection (b), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; (D) in the third sentence of subsection (b), by striking ‘‘(as defined in section 206B of the Gramm-Leach Bliley Act)’’ and inserting ‘‘or a security-based swap’’; and (E) in subsection (g), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; (6) in section 20 (15 U.S.C. 78t), (A) in subsection (d), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; and (B) in subsection (f), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; and LAWS (7) in section 21A (15 U.S.C. 78u–1)— (A) in subsection (a)(1), by striking ‘‘(as defined in section 206B of the Gramm-Leach-Bliley Act)’’; andPUBLIC with on anorris VerDate Nov 24 2008 12:08 Aug 19, 2010 Jkt 089139 PO 00000 Frm 00387 Fmt 6580 Sfmt 6581 E:\PUBLAW\PUBL203.111 GPO1 PsN: PUBL203

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