Part 3 of Application — 1022 Publ 5262 (PDF)

Part 3 only applies to QI applicants who are applying for or renewing their QDD status.

Part 3 Question						Instr	uctio	ns
Types of Transactions (for the previous calendar enter approximate value in $, using notional value derivatives for each type)	Types of Transactions (for the previous calendar enter approximate value in $, using notional value derivatives for each type)	Types of Transactions (for the previous calendar enter approximate value in $, using notional value derivatives for each type)	year, s for	F o	r further guidance, seeFr n IRS.gov.	r further guidance, seeFr n IRS.gov.	equently Asked Questions	equently Asked Questions	equently Asked Questions
For the prev of transactio of counter p transactions notional valu listed above	ious calendar year, approximate value ns by account holder type (i.e., the type arty). Enter approximate value in $ of for each type of account holder, using es for derivatives (limited to transactions )	ious calendar year, approximate value ns by account holder type (i.e., the type arty). Enter approximate value in $ of for each type of account holder, using es for derivatives (limited to transactions )	ious calendar year, approximate value ns by account holder type (i.e., the type arty). Enter approximate value in $ of for each type of account holder, using es for derivatives (limited to transactions )	For further guidance, seeFrequent on IRS.gov.	For further guidance, seeFrequent on IRS.gov.	For further guidance, seeFrequent on IRS.gov.	For further guidance, seeFrequent on IRS.gov.	For further guidance, seeFrequent on IRS.gov.	ly Asked Questions
Description of why the applicant is an eligible entity. Provide the following information: (1) whether the applicant is a dealer, bank, or wholly-owned (directly or indirectly) subsidiary of a bank, or foreign branch of a U.S. fnancial institution; (2) where the applicant is organized and operates; (3) the name and jurisdiction of the applicant’s regulator; and (4) what potential section 871(m) transactions the applicant issues or anticipates issuing to customers and how the applicant hedges or anticipates hedging those transactions. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of why the applicant is an eligible entity. Provide the following information: (1) whether the applicant is a dealer, bank, or wholly-owned (directly or indirectly) subsidiary of a bank, or foreign branch of a U.S. fnancial institution; (2) where the applicant is organized and operates; (3) the name and jurisdiction of the applicant’s regulator; and (4) what potential section 871(m) transactions the applicant issues or anticipates issuing to customers and how the applicant hedges or anticipates hedging those transactions. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of why the applicant is an eligible entity. Provide the following information: (1) whether the applicant is a dealer, bank, or wholly-owned (directly or indirectly) subsidiary of a bank, or foreign branch of a U.S. fnancial institution; (2) where the applicant is organized and operates; (3) the name and jurisdiction of the applicant’s regulator; and (4) what potential section 871(m) transactions the applicant issues or anticipates issuing to customers and how the applicant hedges or anticipates hedging those transactions. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of why the applicant is an eligible entity. Provide the following information: (1) whether the applicant is a dealer, bank, or wholly-owned (directly or indirectly) subsidiary of a bank, or foreign branch of a U.S. fnancial institution; (2) where the applicant is organized and operates; (3) the name and jurisdiction of the applicant’s regulator; and (4) what potential section 871(m) transactions the applicant issues or anticipates issuing to customers and how the applicant hedges or anticipates hedging those transactions. (If additional space is required, you will be able to upload a fle before you submit the application)	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.
Description of how the Applicant will determine which transactions are part of its QDD business and how it will distinguish its QDD business. Applicant must also confrm that it has a system or procedures in place to test, track, and report the transactions associated with its QDD activities and provide a brief description of the system or procedures. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of how the Applicant will determine which transactions are part of its QDD business and how it will distinguish its QDD business. Applicant must also confrm that it has a system or procedures in place to test, track, and report the transactions associated with its QDD activities and provide a brief description of the system or procedures. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of how the Applicant will determine which transactions are part of its QDD business and how it will distinguish its QDD business. Applicant must also confrm that it has a system or procedures in place to test, track, and report the transactions associated with its QDD activities and provide a brief description of the system or procedures. (If additional space is required, you will be able to upload a fle before you submit the application)	Description of how the Applicant will determine which transactions are part of its QDD business and how it will distinguish its QDD business. Applicant must also confrm that it has a system or procedures in place to test, track, and report the transactions associated with its QDD activities and provide a brief description of the system or procedures. (If additional space is required, you will be able to upload a fle before you submit the application)	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.	For further guidance, seeFrequently Asked Questions on IRS.gov. Files can be uploaded in Part 4, if additional space is needed.