Chapter 3: Page Features — 1022 Publ 5262 (PDF)

Item															Detail						s
Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Asterisk *	Indicates a required feld	Indicates a required feld	Indicates a required feld	Indicates a required feld	Indicates a required feld	Indicates a required feld	Indicates a required feld
Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Back Button	Th Ba the	e back button do ck Button encou n continue with t	e back button do ck Button encou n continue with t	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	es not save anything typed within the feld nter a UI-1000 or 1002 error, select the bac he actions you were taking before running i	when leaving th k button within nto the issue.	when leaving th k button within nto the issue.	when leaving th k button within nto the issue.	when leaving th k button within nto the issue.	e page. If you the browser	e page. If you the browser	e page. If you the browser	e page. If you the browser
Drop d	Drop d	own l	own l	own l	is	t arrow	t arrow	t arrow	t arrow	t arrow	Cli	ck the arrow to vi	ck the arrow to vi	ew dr	ew dr	op	op	down list options	down list options	down list options	down list options
Drop d	Drop d	own l	own l	own l	is	t arrow	t arrow	t arrow	t arrow	t arrow	Cli	ck the arrow to vi	ck the arrow to vi	ew dr	ew dr	op	op	down list options	down list options	down list options	down list options
Help icon	Help icon	Help icon									Click the quest requirement rul	Click the quest requirement rul	ion mark to es for each	ion mark to es for each	ion mark to es for each	ion mark to es for each	view additional information/instructions, as w feld	view additional information/instructions, as w feld	view additional information/instructions, as w feld	view additional information/instructions, as w feld	view additional information/instructions, as w feld	view additional information/instructions, as w feld	view additional information/instructions, as w feld	ell as character	ell as character	ell as character	ell as character
Help link L	Help link L	Help link L	Help link L	is	ts	ts					Lis	ts available	assistance	assistance	assistance	assistance	o	ptions, inclu	ing link to report technical issu	ing link to report technical issu	ing link to report technical issu	ing link to report technical issu	ing link to report technical issu	es	es	es	es
Home link	Home link	Home link	Home link								Re	turns you to	the home p	the home p	the home p	the home p	a	ge
Pro	gress bar	gress bar	gress bar	gress bar	gress bar	gress bar					Identifes curre	Identifes curre	nt part and	nt part and	nt part and	nt part and	d	isplays the s	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part	tep within that part
Sec	urity profle	urity profle	urity profle	urity profle	urity profle	urity profle	link	link	link		Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	Displays page to manage your user pro	fle	fle	fle	fle	fle	fle	fle	fle	fle	fle
Swi	tch account	tch account	tch account	tch account	tch account	tch account	tch account	tch account	tch account	tch account	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	Access a different account of which you are	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user	an authorized user

so if you put a decimal amount into a numerical field, the system will remove it and not remove the numbers following the decimals or round the number to the nearest whole number. Numbers entered in non-American formats may not be processed correctly in monetary numeric fields. Only enter valid values (0-9). Make sure to verify all input numbers with each page and in your review process to ensure the correct numbers are being saved.

Account Home Page¶

Your home page serves as a central location for accessing account information and making changes to your account. There are four sections of the home page: Profile Information, Message Board, View History, and Activity Center. The home page sections and options displayed are based on your status.

Figure 1: Sample home page

Exceptions & meaning →

Profile Information¶

The profile information section displays information such as status, important dates, entity ID, and contact details. This section will display information when an entity must renew or certify its agreement. The system’s help icons provide more information about the terms in the profile information section.

Exceptions & meaning →

Message Board¶

The message board section displays messages containing important information about your account. When a message is posted, an email notification will be sent to the responsible officer, contact person, and individuals with power of attorney (if applicable). View a message by clicking the title link. Messages cannot be deleted.

Exceptions & meaning →

View History¶

The view history section displays links to your submitted application, renewal of agreement,

Cate	gor	y			Activity Cen Option	Activity Cen Option	ter		Description of Optio	Description of Optio	Description of Optio	Description of Optio	n	n
Account Actions	Account Actions	Account Actions	Account Actions	Ma info (No	nage rma t avai	contact tion _ lable to POA_	_ s)_	E in	di d	t information ividuals with	for responsible offcer (RO), contact person (CP), and power of attorney (POA)	for responsible offcer (RO), contact person (CP), and power of attorney (POA)	for responsible offcer (RO), contact person (CP), and power of attorney (POA)	for responsible offcer (RO), contact person (CP), and power of attorney (POA)	for responsible offcer (RO), contact person (CP), and power of attorney (POA)	for responsible offcer (RO), contact person (CP), and power of attorney (POA)
Account Actions	Account Actions	Account Actions	Account Actions	Up info	date account rmation	date account rmation	date account rmation	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement	Edit key information after approval of QI, WP, or WT agreement
Account Actions	Account Actions	Account Actions	Account Actions	Branch information (QI applicants only)	Branch information (QI applicants only)	Branch information (QI applicants only)	Branch information (QI applicants only)	Add, edit, and delete	Add, edit, and delete	Add, edit, and delete	Add, edit, and delete	branch information	branch information	branch information	branch information	branch information
Account Actions	Account Actions	Account Actions	Account Actions	PAI agreement information (QI applicants only)	PAI agreement information (QI applicants only)	PAI agreement information (QI applicants only)	PAI agreement information (QI applicants only)	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information	Add and delete private arrangement intermediary (PAI) agreement information
Account Actions	Account Actions	Account Actions	Account Actions	EIN information	EIN information	EIN information	EIN information	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN	View QI-EIN, WP-EIN, or WT-EIN
Application Options	Application Options	Application Options	Application Options	Apply for QI, WP, or WT status	Apply for QI, WP, or WT status	Apply for QI, WP, or WT status	Apply for QI, WP, or WT status	Complete and apply	Complete and apply	Complete and apply	Complete and apply	Complete and apply	Complete and apply	Complete and apply	Complete and apply	Complete and apply
Application Options	Application Options	Application Options	Application Options	Edit application	Edit application	Edit application	Edit application	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval	Edit a submitted application prior to approval
Application Options	Application Options	Application Options	Application Options	Withdraw application	Withdraw application	Withdraw application	Withdraw application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application	Withdraw a submitted application

Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Renew agreement	Renew agreement	Renew agreement	Renew agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement	Complete and submit a renewal of agreement
Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Edit renewal of agreement	Edit renewal of agreement	Edit renewal of agreement	Edit renewal of agreement	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval	Edit a submitted renewal of agreement prior to approval
Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Renewal of Agreement Options	Withdraw renewal of agreement	Withdraw renewal of agreement	Withdraw renewal of agreement	Withdraw renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement	Withdraw a submitted renewal of agreement
Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	QI, WP, or WT certifcation	QI, WP, or WT certifcation	QI, WP, or WT certifcation	QI, WP, or WT certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation	Complete and submit a certifcation
Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	Final certifcation	Final certifcation	Final certifcation	Final certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation	Complete and submit a fnal certifcation
Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	Edit certifcation	Edit certifcation	Edit certifcation	Edit certifcation	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review	Edit a submitted certifcation prior to IRS review
Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	Apply to create a consolidated compliance group (CCG)	Apply to create a consolidated compliance group (CCG)	Apply to create a consolidated compliance group (CCG)	Apply to create a consolidated compliance group (CCG)	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG	Complete and apply to create a CCG

Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	Request to update CCG	Request to update CCG	Request to update CCG	Request to update CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG	Complete and submit a request to update an existing CCG
Certifcation Options	Certifcation Options	Certifcation Options	Certifcation Options	Request to terminate CCG	Request to terminate CCG	Request to terminate CCG	Request to terminate CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG	Complete and submit a request to terminate an existing CCG
Termination Options	Termination Options	Termination Options	Termination Options	Notice of termination	Notice of termination	Notice of termination	Notice of termination	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement	Submit a notice of termination for an approved QI, WP or WT agreement

Exceptions & meaning →