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User Guide›October 2022›Chapter 5: Apply for QI, WP, or WT Status

Part 3 - Qualified Derivatives Dealer (QDD) Information

1022 Publ 5262 (PDF) · 2026-10-03 edition · updated 2026-10-04 · United States

Part 3 of the application is only for QIs applying for QDD status. The system will direct QIs not

Figure 6: Questions from Part 3 of application

See Application Instructions on how to complete Part 3.

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