Section 01 Form 5330

Section 01 must be present.

The following fields are contained in Section 01:

Section 01 Fields

AFD

POS

FIELD NAME

FORM LINE #

RMIT>

11

Total Tax Paid With Return

GREEN MONEY on return

01NC

4

Name Control

Item A, Name of filer

01TIN

9

TIN

Item B, Filers identifying number

01TNT

1

Primary TIN Type

Edited digit to the right of Item B

01PL

3

Plan Number

Item G, Plan number

01TXP

6

Tax Period

Filer tax year ending (YYYYMM)

01RCD

8

Received Date

Stamped or edited on return (YYYYMMDD)

01CCC

10

Condition Codes

Edited code on the dotted portion of Item H

01PTN

9

Sponsor EIN

Item E, Plan sponsor’s EIN

01PYD

6

Sponsor PYE

Item F, Plan year ending (YYYYMM)

01PIC

1

P&I Code

Edited to the left of Item C

01CAF

1

CAF Indicator

Edited to the right of Item F, Plan year ending

01ADC

2

Audit Code

Edited top left of Item H

01COR

1

Correspondence Indicator

Edited left margin of Part I title

01CRD

8

Correspondence Received Date

Part I, Title Line

N/A

3

ERS Action Code

Edited in the bottom left margin of Form 5330

TPNC

6

Taxpayer Notice Code

none

Amount in Field RMIT> is not numeric.

An amount is present in Field RMIT> but no significant entry is in Field 0317 and CCC "G" is not present in Field 01CCC.

Review the entries in Fields RMIT>, 0317 and 0319.

Field RMIT> amount is not correctable.

If the wrong amount was transcribed in RMIT>, SSPND 611.

Prepare Form 4227 to explain the error.

Rejects prepares Form 3893, Re-Entry Document Control, after taking corrective action.

If RMIT> amount is correct, correct any coding and transcription for Field 0317.

This is a four-position alpha/numeric field that must be present.

The first position is other than A-Z or 0-9 and the other positions are other than A-Z or 0-9, &, -, or blank.

A character follows a blank.

If the name control transcribed from the document does not match the name control on the BMF Entity Index File (EIF) for the TIN in Field 01TIN, this field will under print with the BMF EIF Name Control as pound signs (####).

Correct the name control using the following table:

Corrections for Name Control

If

Then

The name control has not been edited or transcribed correctly from Item A and the correct name control matches the under printed name control,

Edit the correct name control and bring up the under printed name control in 01NC

The name control was edited and transcribed correctly,

Determine if the filer changed the order of his name but there was no name change input

The filer changed the order of the name but there was no name change,

Bring up the under-printed name control in 01NC

The TIN was transcribed incorrectly from Item B,

Correct the TIN in 01TIN