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TITLE 7.97. RECYCLING, RESOURCE RECOVERY, AND LITTER PREVENTION 68055-68055.9›CHAPTER 4.6. Online Disclosure Act of 1997 84600-84616›ARTICLE 2. Prohibitions 86201-86206

§ 86206

California Government Code · 2026-09 edition · updated 2026-09-27 · California

Nothing in this article prohibits the payment of fees for contractual services provided to an investment manager by a placement agent, as defined in Section 82047.3, who is registered with the Securities and Exchange Commission and regulated by the Financial Industry Regulatory Authority, except as provided in subdivision (f) of Section 86205.

(Added by Stats. 2010, Ch. 668, Sec. 8. (AB 1743) Effective January 1, 2011.)


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