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Earlier editions: 2020-112018-112026-09

TITLE 4. SECURITIES 25000-31528›DIVISION 3. CAPITAL ACCESS COMPANIES 28000-28958›CHAPTER 14. Miscellaneous Provisions 28950-28958

§ 28957

California Corporations Code · 2026-10 edition · updated 2026-10-04 · California

Neither the commissioner nor any employee of the commissioner shall use any information which is filed with or obtained by the commissioner which is not public information for personal gain or benefit, nor shall the commissioner nor any employee of the commissioner engage in any securities transaction based on that information, even though public, if there has not been a sufficient period of time for the securities or commodity markets to assimilate that information.

(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)

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